I vote wed at 1pm
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Begin forwarded message:
From: Connie L Luckman <connie.l.luckman@ampf.com>
Date: May 26, 2016 at 11:27:42 AM PDT
To: Peggy Johnson <pjohnson@cityofmolalla.com>
Cc: Jennifer Cline <jcline@cityofmolalla.com>, Christina X Baughman <christina.x.baughman@ampf.com>, "hpenni@cityofmolalla.com" <hpenni@cityofmolalla.com>, Robert B Welle <robert.b.welle@ampf.com>, "dhuff@cityofmolalla.com" <dhuff@cityofmolalla.com>, "cityrecorder@cityofmolalla.com" <cityrecorder@cityofmolalla.com>, "Eliopulos, David (DEliopulos@MassMutual.com)" <DEliopulos@MassMutual.com>
Subject: RE: Molalla
Hi Heather, Peggy and All,
After speaking with Bob and Dave Eliopulos at Mass Mutual, I think we should try to shoot for a time during the week of June 6. Here are the times that both Bob and Dave are available. Let me know as soon as you can which of these times work best for you. Thanks.
Tuesday, June 7 330pm, 4pm
Wednesday, June 8 8am, 830am, 9am, 1pm
Connie
P.S. The finest compliment Bob can receive is an introduction to friends or colleagues from an appreciative client.
. . . . . . . . . . . . . . . . . . . . . . . . . . . .
Connie L Luckman
Administrative Assistant
With the practice of Robert Welle, CFP? │CERTIFIED FINANCIAL PLANNER™
Private Wealth Advisor
An Ameriprise Private Wealth Advisory Practice
Ameriprise Financial Services, Inc.
388 State Street • Suite 850
Salem, OR 97301-3537
O: 503.485.5204
F: 503.485.5206
We shape financial solutions for a lifetime®
Associate with an Ameriprise Financial franchise. Products from RiverSource and Columbia Threadneedle Investments are offered by affiliates of Ameriprise Financial Services, Inc. Investment advisory products and services are made available through Ameriprise Financial Services, Inc., a registered investment adviser. Ameriprise Financial Services, Inc. Member FINRA and SIPC.
From: Luckman, Connie L
Sent: Wednesday, May 25, 2016 4:39 PM
To: Peggy Johnson
Cc: Jennifer Cline; Baughman, Christina X; 'hpenni@cityofmolalla.com'; Welle, Robert B (robert.b.welle@ampf.com); 'dhuff@cityofmolalla.com'; 'cityrecorder@cityofmolalla.com'
Subject: RE: Molalla
Hi Peggy,
Here are some currently available times when Bob Welle can meet with you all in Molalla about your 401K plan. Let me know which of these options works best for you. Thanks!
Monday, June 6 Noon, 1230pm, 4pm
Tuesday, June 7 330pm, 4pm
Wednesday, June 8 8am, 830am, 9am, 1pm
Monday, June 13 8am, 830am, 9am, 2pm, 230pm, 3pm, 330pm
Wednesday, June 15 1130am, 3pm, 330pm
Thursday, June 16 1pm, 130pm
Monday, June 20 1130am, 3pm, 330pm
Tuesday, June 21 8am, 830am, 9am, 2pm, 230pm, 3pm, 330pm
Wednesday, June 22 8am, 830am, 9am, 2pm, 230pm, 3pm, 330pm
Thursday, June 23 8am, 830am, 9am, 130pm, 2pm
Connie
P.S. The finest compliment Bob can receive is an introduction to friends or colleagues from an appreciative client.
. . . . . . . . . . . . . . . . . . . . . . . . . . . .
Connie L Luckman
Administrative Assistant
With the practice of Robert Welle, CFP? │CERTIFIED FINANCIAL PLANNER™
Private Wealth Advisor
An Ameriprise Private Wealth Advisory Practice
Ameriprise Financial Services, Inc.
388 State Street • Suite 850
Salem, OR 97301-3537
O: 503.485.5204
F: 503.485.5206
We shape financial solutions for a lifetime®
Associate with an Ameriprise Financial franchise. Products from RiverSource and Columbia Threadneedle Investments are offered by affiliates of Ameriprise Financial Services, Inc. Investment advisory products and services are made available through Ameriprise Financial Services, Inc., a registered investment adviser. Ameriprise Financial Services, Inc. Member FINRA and SIPC.
From: Heather Penni [mailto:hpenni@cityofmolalla.com]
Sent: Wednesday, May 25, 2016 4:01 PM
To: Welle, Robert B; Dan Huff; Sadie Cramer; Peggy Johnson
Cc: Jennifer Cline; Luckman, Connie L; Baughman, Christina X
Subject: RE: Molalla
We are ready to go!
Please contact Peggy Johnson, Human Resources, and let’s get this going J
From: Robert B Welle [mailto:robert.b.welle@ampf.com]
Sent: Wednesday, May 25, 2016 10:53 AM
To: Heather Penni <hpenni@cityofmolalla.com>
Cc: 'Jennifer Cline' <jcline@cityofmolalla.com>; Connie L Luckman <connie.l.luckman@ampf.com>; Christina X Baughman <christina.x.baughman@ampf.com>
Subject: RE: Molalla
I do not believe this is a “legit” transaction. I think your employees need to be notified to not participate in this solicitation…
See below..
When can employees take distributions from the Section 457(b) plan?
In general, Section 457(b) plan distributions may not be taken before:
· The calendar year in which the participant attains age 70½
· The date the participant has a severance from employment (special rules apply to independent contractors), or
· The date the participant is faced with an "unforeseeable emergency" (see below for definition)
An unforeseeable emergency is defined as:
· Severe financial hardship to the participant resulting from an illness or accident suffered by the participant, a spouse, a dependent, or a designated beneficiary
· A loss of the participant's property due to casualty, or
· Other similar extraordinary and unforeseeable circumstances caused by events beyond the participant's control
Unless your employees qualify for one of these events…. Keoni is giving some bad advice .
For him to offer any other 457 plan to your employees, he would need your permission..
I have everything I need ready and just need to coordinate with you on a convenient time to give you a cost effective alternative… ….
Bob
P.S. The finest compliment I can receive is an introduction to friends or colleagues from an appreciative client.
. . . . . . . . . . . . . . . . . . . . . . . . . . . .
Robert Welle, CFP®
Private Wealth Advisor l CERTIFIED FINANCIAL PLANNER™
An Ameriprise Private Wealth Advisory Practice Advisor
Ameriprise Financial Services, Inc.
388 State Street ∙ Suite 850
Salem, OR 97301-3537
O: 503.485.5204
F: 503.485.5206
ameripriseadvisors.com/Robert.B.Welle
CA Insurance License #OB65022
We shape financial solutions for a lifetime®
An Ameriprise Financial Franchise. Ameriprise Financial Services, Inc. offers financial advisory services, investments, insurance and annuity products. RiverSource® and Columbia Management ® products are offered by affiliates of Ameriprise Financial Services, Inc., Member FINRA and SIPC.
From: Heather Penni [mailto:hpenni@cityofmolalla.com]
Sent: Tuesday, May 24, 2016 1:50 PM
To: Welle, Robert B
Cc: 'Jennifer Cline'
Subject: Molalla
Bob
We have a situation here at the city. Keoni has jumped ship from Forresters and is targeting staff to move accounts and contributions to his new firm. Pretty sure he can’t do this and if Forresters knew he would be violating a non-compete clause or something.
Jennifer Cline was sent a direct letter to her with forms asking for her signature and she brought them to me to see what was up. I am worried other will not do the same and sign the papers recognizing Keoni’s name and thinking it is all ok.
How quickly can we move on a new company and how quickly can we move on an all staff meeting?
I have copied Jennifer on this email. Please reply all so she may see your comments.
Thanks!
Heather
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