PROJECT NAME

DIVISION 12 RULEMAKING

DATE

11/28/12

DEQ LEAD

Jenny Root

DEQ SUBJECT EXPERT

Les Carlough

PROJECT FACILITATOR

Ron Doughten

ADVISORY COMMITTEE

Gerald Linder; Don Haagensen; Chris Rich; David Misel; Aubrey Baldwin; Paul Koprowski; Merlyn Hough; Matt Criblez; Mike O’Connor  ; Courtney Johnson; Phil Houk

ISSUE STATEMENT FOR FIRST MEETING

The current penalty formula is based on a statutory maximum penalty established before the legislature raised the maximum and therefore may not result in sufficiently potent penalties.

SITUATION/BACKGROUND

 Division 12 rules contain a formula for assessing penalties for environmental violations, based on a number of considerations.

 The first step in determining a penalty amount is to identify which “matrix” applies, and this step is the most influential in establishing the size of the penalty.

 The current arrangement of the matrices is designed to produce penalties with a maximum of $10,000, consistent with the statutory maximum set in 1973.

 In 2009, the legislature raised that statutory maximum to $25,000.

 There is a need to assess whether and how the matrices should be modified in consideration of the new maximum.

 Other less-influential steps in the penalty calculation also affect the penalty amount and should be considered as part of the final rulemaking package. DEQ is currently reviewing those details – possible changes from the DEQ programs will be brought to this committee for review.

 A separate advisory committee is established to review possible changes in how penalties for spills of oil and hazardous material are calculated – possible changes from the spill advisory committee will be brought to this committee for review.

SCOPE FOR FIRST MEETING

 In scope – identifying the general maximum penalty size for the most significant violations, creating new matrices; modifying the dollar amounts of new or existing matrices; and moving categories of alleged violators between matrices.

 Out of scope – whether DEQ should penalize particular violations; and other factors relating to penalty calculations.

SCOPE FOR SECOND MEETING

 In scope – additional comments on the matrices proposal that DEQ will provide after hearing the suggestions from the first meeting; and any comments or suggestions on any other aspect of the proposed Division 12 amendments.

 Out of scope – whether DEQ should penalize particular violations.

COMMITTEE OUTCOME

 Suggestions and comments from committee members that reflect their own perspectives and beliefs about the penalty calculation formula and process. The committee is comprised of various interests and perspectives and we do not expect or need consensus on all issues. DEQ will evaluate and consider all perspectives and will work toward achieving the best result for presentation to the public in the formal notice and comment process.

TARGET DATES

STEP I

First meeting: initial matrix comments

November 28, 2012

 

STEP II

Interim review of progress

est. February 15, 2013

 

STEP III

Second meeting, discuss draft

est. early March, 2013

 

STEP IV

Completion of rulemaking proposal

est. May, 2013

 

STEP V

Notice to Secretary of State

June 15, 2013

 

STEP VI

Public Notice and Comment Period

July 1, 2013

 

STEP VII

Possible public hearings

late summer 2013

 

STEP VIII

Adoption by EQC

est. October 2013

 

PROFESSIONAL BEHAVIOR

We agree to:

 listen actively and respect the opinions of others.

 be clear and concise.

 be honest about what we know and don't know.

 offer constructive suggestions.

 communicate the reasons for our suggestion.

 remain positive even if delivering negative information.

 encourage less assertive participants to voice their opinions.